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OMB APPROVAL
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OMB Number 3235-0287
Expires: December 31, 2001
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
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1. Name and Address of Reporting Person*
Tombros Peter
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(Last) (First) (Middle)
c/o Enzon, Inc., 20 Kingsbridge Road
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(Street)
Piscataway, New Jersey 08854
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
Enzon, Inc. (ENZN)
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3. IRS Identification Number of Reporting Person, if an entity (Voluntary)
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4. Statement for Month/Year
January 2001
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5. If Amendment, Date of Original (Month/Year)
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6. Relationship of Reporting Persons to Issuer
(Check all applicable)
[X] Director [_] 10% Owner
[X] Officer (give title below) [_] Other (specify below)
President and Chief Executive Officer
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7. Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by one Reporting Person
[_] Form filed by more than one Reporting Person
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Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
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6.
4. 5. Owner-
Securities Acquired (A) or Amount of ship
3. Disposed of (D) Securities Form: 7.
Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of
2. Code ------------------------------- Owned at End (D) or Indirect
1. Transaction (Instr. 8) (A) of Month Indirect Beneficial
Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4)
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Common Stock 1/23/01 M 20,000 A $2.6875
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Common Stock 1/23/01 S 20,000 D $62.0200
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Common Stock 1/29/01 M 5,000 A $2.6875
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Common Stock 1/29/01 S 5,000 D $65.00000
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Common Stock 1/30/01 M 2,500 A $2.6875
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Common Stock 1/30/01 S 2,500 D $66.00000 30,300 D
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1) Securities granted by Enzon, Inc. pursuant to the Indpendent Directors
Stock Plan as compensation for service as a member of the Board of
Directors of Enzon, Inc. and qualified under Rule 16b-3(c).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
*If the form is filed by more than one reporting person, see Instruction
4(b)(v).
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB control number.
SEC 1474(3-99)
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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10.
9. Owner-
Number ship
of Form
2. Deriv- of
Conver- 5. 7. ative Deriv- 11.
sion Number of Title and Amount Secur- ative Nature
or Derivative 6. of Underlying 8. ities Secur- of
Exer- 4. Securities Date Securities Price Bene- ity: In-
cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct
Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene-
1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial
Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner-
Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship
Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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Stock Option (a) Common
(right to buy) $2.6875 1/23/01 M 20,000 10/30/97 10/29/02 Stock 20,000 --- ---
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Stock Option (a) Common
(right to buy) $2.6875 1/29/01 M 5,000 10/30/97 10/29/02 Stock 5,000 --- ---
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Stock Option (a) Common
(right to buy) $2.6875 1/30/01 M 2,500 10/30/97 10/29/02 Stock 2,500 --- 70,500 D
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Explanation of Responses:
(a) Granted under the Company's Non-qualified Stock Option Plan and qualified
under Rule 16b-3
/s/ Peter G. Tombros 2/8/01
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**Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB control number.
